Thursday, July 24, 2014

The Constitutional Conundrum of Article 370 and Case Law Research

My earlier blog posts on the vexatious issue of abrogation of Article 370 have focused on the following elements:
  1. A textual assessment of the provisions of the Article;
  2. The Constituent Assembly of India debate on the Article;
  3. The United Nations resolutions on the Jammu and Kashmir issue; and,
  4. The historical backdrop leading to the accession of the erstwhile princely State of Jammu and Kashmir with India. 
In this piece, I look at Supreme Court judgments related to Article 370 of Constitution of India to glean insights on its interpretation and the ramifications thereof.


Value of Precedents

The Hon’ble Supreme Court has observed [by quoting Maxwell in Vishnu Pratap Sugar Works (Private) Ltd. v. Chief Inspector of Stamps, UP; AIR 1968 SC 102] that "a statute is an edict of the Legislature". Further, the Apex Court has stated [in RMD Chamarbaugwala v. Union of India; AIR 1957 SC 628] that the court has "to ascertain the intent of them that make it." As Salmond has espoused, the "duty of judicature is to act upon the true intention of the legislature - the sententia legis."

Indeed, the essence of law lies in its spirit, not in its letter; for the letter is significant only as being the external manifestation of the intention. Besides, Pattanaik, J. has opined [in District Mining Officer v. Tata Iron & Steel Co. in SLP(Civil) 13102 and 13107 of 1996 judgment] that "if a statutory provision is open to more than one interpretation, the Court has to choose that interpretation which represents the true intention of Legislature". MN Venkatachalliah, J., who has referred [in Dinesh Chandra Jamanadas Gandhi v. State of Gujarat, AIR 1989 SC 1011] to such true intention of Legislature as the ‘legal meaning’ of statute, has eloquently distinguished it from literal meaning.

Thus, it has been observed [in State of Haryana v.Sampuran Singh, AIR 1975 SC 1952] that courts, faced with special case situations, have "creatively to interpret legislation."

The marginal moulding or fine-tuning of legislation during adjudication forms a vital source of law. Judicial decisions on such "gray areas" of statute not only eliminate ambiguity, but also establish precedents. Precedents possess the force of law and are binding in subsequent proceedings, if only till such time that the precedent is either over-ruled or made superfluous through legislative amendment.

Few Principles of Interpretation of Statutes

In general, Courts strongly lean against a construction which reduces the statute to a futility. Thus, the Apex Court had held [in CIT v. S. Teja Singh, AIR 1959 SC 352] that: "A statute or any enacting provision therein must be so construed as to make it effective and operative ‘on the principle expressed in the maxim: ‘ut res magis valeat quam pereat.’" Consequently, courts, while pronouncing upon the constitutionality of a statute, start with a presumption in favour of constitutionality and prefer a construction which keeps the statute within the competence of the Legislature.

Yet, it may be possible to declare a ‘statute void’ theoretically in case of "absolute intractability of the language used" [M Pentiah v. Veeramallappa Muddala, AIR 1961 SC 1107], or when "it is impossible to resolve the ambiguity," or when "the language is absolutely meaningless" [Tinsukhia Electric Supply Co. Ltd., v. State of Assam, AIR 1990 SC 123].

Other rulings have declared an "enactment as void for vagueness" [Kartar Singh v. State of Punjab, JT 1994 (2) SC 423]. The same sentiment has been expressed in cases where "...persons applying it (the law in question) are in boundless sea of uncertainty" [KA Abbas v. Union of India, AIR 1971 SC 481]

The Apex Court too has given up its earlier rigid view that "...Constituent Assembly... debates... cannot be admitted as extrinsic aid to the construction of the Constitution" [State of Travancore v. Bombay Co.Ltd., AIR 1952 SC 366] in its later judgments. Thus, it was observed [in Indira Sawhney v. Union of India; AIR 1993 SC 477] that, "the debates in the Constituent Assembly can be relied upon as an aid to interpretation..."

Interpretation of Article 370

With the above backdrop, let us take a look at the Article in question. The provisions of  the Article are in the picture below:


Non obstante Clause

As can be seen, Article 370(1) begins with the non obstante clause of:

"Notwithstanding anything in this Constitution..."

The question has been raised on whether a non obstante clause comes in the way of testing the provision against the touchstones of basic features of the Constitution. The Supreme Court has answered that question in the negative. It has ruled that in spite of such a clause, the principle that no constitutional amendment can be made so as to damage any basic feature of the Constitution shall prevail.

Accordingly, in P Sambamurthy v. State of Andhra Pradesh (AIR 1987 SC 663), Art. 371D (5) was declared unconstitutional in spite of the presence of the non obstante clause in Article 371D (10). Again it has been argued in RC Poudyal v. India (AIR 1993 SC 1804) that since Art.371F opens with a non obstante clause, other provisions of the Constitution cannot limit the power of Parliament to impose conditions under Clause (f). But, the SC rejected the contention.

Thus, in view of the above precedents, it is clear that Article 370(1) is not etched in stone. All of Article 370(1) indeed must to be interpreted within the framework of the Constitution. And, if the Constitution in its entirety permits abrogation of the Article 370(1), then the non obstante clause imposes no fetters on such an endeavor.

Exemptions and Modifications of the President

Interpretation of the phrase "...other provisions of this Constitution shall apply in relation to that State subject to such exceptions and modifications..." has been another hotbed for legal argument. The Supreme Court has refused to subscribe to the view that the word ‘modification’, as used in Article 370(1) (d), is to be interpreted in a ‘narrow or pedantic sense'. A Constitution Bench has held [in Puranlal Lakhanpal v. President of India; AIR 1961 SC 1519] that "...the word 'modification' used in Article 370(1) must be given the widest meaning in the context of the Constitution and in that sense it includes an amendment and it cannot be limited to such modifications as do not make any 'radical transformation'."

In the opinion of the Hon'ble Court, the power to make exceptions implies that the President can provide that a particular provision of the Constitution would not apply to that State. Hence, if the President has the power "to efface in effect any provision of the Constitution altogether in its application to the State of Jammu and Kashmir", then the power to make modifications must be considered in its widest possible amplitude.

Indeed, the ratio decidendi behind the judicial decision of the Hon'ble Court in the Puranlal Lakhanpal case is impeccably rock solid!

The Supreme Court of India has further bolstered this view in a subsequent case [Sampat Prakash v. State of Jammu & Kashmir; AIR 1970 SC 1118], wherein it held that the power under the Article 370 includes the power to add, amend, vary or rescind. The rationale provided for the decision was based on the provisions of Article 367, which references the General Clauses Act, 1897. Under Section 21 of that Act, a power to issue a notification or order includes a power to add, amend, vary or rescind such notification or order.

Thus, Article 370 confers the President of India with wide-ranging powers to alter the powers and privileges applicable to the State of Jammu and Kashmir under the Constitution of India.

Consultation with the Government of the State

Article 370(1) stipulates 'consultation with the Government of the State' as a pre-requisite for any exception or modification of provisions of the Constitution that relates to the matters specified in the Instrument of Accession. As Chandrachud, J., has explained [in Union of India v. Sankal Chand Himatlal Sheth; AIR 1977 SC 2328], "deliberation is the quintessence of consultation." Further, the Apex Court has elaborated [in MM Gupta v. State Of Jammu & Kashmir; AIR 1982 SC 1579] that "consultation or deliberation is not complete or effective before the parties thereto make their respective points of view known to the other or others and discuss and examine the relative merits of their views."

Consequently, so long as the view of the Governor of the State of Jammu and Kashmir is elicited, the President is empowered to specify the applicability of provisions of the Constitution of India with regards to matters in the Instrument of Accession, with suitable modifications or otherwise.

Advice of the Council of Ministers

The Explanation to Article 370(1) dictates that the advice of the Council of Ministers is necessary. Some ambiguity exists on whether the term 'Council of Ministers' refers to the Union Government or to the State Government. Nevertheless, as I had pointed out in my earlier post, it is the President who accords recognition to the Governor of the State.

Article 74 of the Constitution of India indeed indicates that the President shall "act in accordance with the advice tendered" by the Council of Ministers and that such advice of the Council is binding.

Nevertheless, the Supreme Court examined, in Shamsher Singh v. State Of Punjab; AIR 1974 SC2192, whether the President or the Governor is bound to act on aid and advice of Council of Ministers. The seven-judge Constitution Bench in that case held:

"The President as well as the Governor is the constitutional head or formal head. The President as well as the Governor exercises his powers and functions conferred on him by or under the Constitution on the aid and advice of his council of Ministers save in spheres where the Governor is required by or under the Constitution to exercise his functions in his discretion."

The sum and substance of the above is that the power of Parliament, to make laws applicable to the State of Jammu and Kashmir, is not only wide-reaching, but also pretty much absolute. It further establishes the paramountcy of the Union Government over the State of Jammu and Kashmir.

Concurrence of the Government of the State

In Mohd. Maqbool Damnoo v. State Of Jammu and Kashmir; AIR 1972 SC 963, a five-judge Constitution Bench of the Supreme Court ruled:

“The essential feature of Article 370 sub-clause (1) (b) and (d) is the necessity of concurrence of the State Government or the consultation of the State Government. What the State Government is at a particular time has to be determined in the context of the Constitution of Jammu and Kashmir....There is no difficulty in holding that Article 370(1) (b) and Article 370(1) (d) place no limitation on the framing and amendment of the Constitution of Jammu and Kashmir. If there is a limitation it must be found in the Constitution of the State.”

Article 147 of the Constitution of Jammu and Kashmir though prohibits amendment of the following Articles:
  1. Article 3, which declares that "the State of Jammu and Kashmir is and shall be an integral part of the Union of India;"
  2. Article 5, which stipulates that "the executive and legislative power of the State extends to all matters except those with respect to which Parliament has power to make laws for the State under the provisions of the Constitution of India;"
  3. Article 147, which makes provisions for the Amendment of the Constitution (of Jammu and Kashmir); and,
  4. The provisions of the Constitution of India as applicable, in relation to the State.
As can be seen above, the Constitution of Jammu and Kashmir imposes no constraints or restrictions on who can be or cannot be deemed as the State Government under the Constitution of India for according such concurrence to the "power of Parliament to make laws for the State of Jammu and Kashmir on matters not in the Union and Concurrent Lists."

Therefore, it is unfortunate that an eminent advocate like Mr. AG Noorani in his book, The Kashmir Dispute 1947-2012, has criticised the Hon'ble Supreme Court for validly and correctly holding (in the Mohd. Maqbool Damnoo case), as per the Sixth Amendment of the Constitution of Jammu and Kashmir, that "the Government of the State means...the Governor of the State".

Recommendation of the Constituent Assembly

Another contention of Mr. Noorani is that, "Article 370 cannot be abrogated or amended by recourse to the amending provisions of the Constitution which apply to all the other States; namely, Article 368. For, in relation to Kashmir... that (read: such amendment) requires the concurrence of the State's government and ratification by its Constituent Assembly."

Once again Mr. Noorani is on the wrong side of the legal argument. My reasoning is based on the Doctrine of Impossibility (a common tenet of Contract Law), which has been eloquently explained by the Supreme Court in the Narmada Bachao Andolan v. State of MP judgment on 11 May, 2011, as follows:

"The Court has to consider and understand the scope of application of the doctrines of "lex non cogit ad impossibilia" (the law does not compel a man to do what he cannot possibly perform); "impossibilium nulla obligatio est" (the law does not expect a party to do the impossible); and impotentia excusat legem in the qualified sense that there is a necessary or invincible disability to perform the mandatory part of the law or to forbear the prohibitory. These maxims are akin to the maxim of Roman Law, “nemo tenetur ad impossibilia (no one is bound to do an impossibility) which is derived from common sense and natural equity and has been adopted and applied in law from time immemorial. Therefore, when it appears that the performance of the formalities prescribed by a statute has been rendered impossible by circumstances over which the persons interested had no control, like an act of God, the circumstances will be taken as a valid excuse....

...Thus, where the law creates a duty or charge, and the party is disabled to perform it, without any fault on his part, and has no control over it, the law will in general excuse him. Even in such a circumstance, the statutory provision is not denuded of its mandatory character because of the supervening impossibility caused therein."

Now, let us assume obtaining the 'ratification of Constituent Assembly of Jammu and Kashmir' is a duty cast on the President, under the Constitution of India, for any amendment or abrogation of Article 370. Then, by virtue of the Doctrine of Impossibility, the President cannot be expected to comply with a provision that is rendered impossible because of the dissolution of the Constituent Assembly of Jammu and Kashmir. A point to be noted here is that the Constituent Assembly of Jammu and Kashmir passed a resolution on 17 November, 1956, “declaring that the Assembly will stand dissolved on 26 January, 1957, having completed the work (i.e., the drafting of the Constitution of Jammu and Kashmir) entrusted to it."

Indeed, the President of India cannot be faulted for the dissolution of the Constituent Assembly of Jammu and Kashmir.

Article 370 and the Basic Structure of the Constitution

The Hon’ble Apex Court of the country held [in the seminal Kesavananda Bharati v. State of Kerala (AIR 1973 SC 1461] that the power to amend the Constitution is to be found in Article 368 itself. It was emphasized that provisions relating to the amendment of the Constitution are some of the most important features of any modern Constitution.

Further, the Full Bench of the Supreme Court, which decided the case (split verdict), did not concede an unlimited amending power to Parliament under Article 368. The amending power was subjected to one very significant qualification, viz., that the amending power cannot be exercised in such a manner as to destroy or emasculate the basic or fundamental features of the Constitution. A constitutional amendment which offends the basic structure of the Constitution is ultra vires.

The following features of our Constitution were identified by their Lordships as constituting the 'basic foundation and structure of the Constitution':
  1. Supremacy of the Constitution; 
  2. Separation of powers between the legislature, the executive and the judiciary; 
  3. Republican and democratic form of Government; 
  4. Secular and federal characteristics of the Constitution; 
  5. Dignity of the individual secured by the various fundamental rights and the mandate to build a welfare state contained in the directive principles; 
  6. The unity and integrity of the nation; and 
  7. Parliamentary system.
Subsequent judgments of the Supreme Court have added 'protection and sustenance of the purity of the electoral process' [in Kihoto Hollohon case; AIR 1993 SC 412] and 'rule of law' [in Indira Gandhi v. Raj Narain; AIR 1975 SC 2299]. In a plethora of other cases, the Hon'ble Court has asserted that the independence of judiciary is not only a basic feature of the Constitution [Indian Hotel & Restaurants v. The State of Maharashtra; 2006(3) BomCR 705], but also a most essential characteristic of any free society [MB Sanghi, Advocate v. High Court of Punjab and Haryana; AIR 1991 SC 1834]

Any objective study of the various aspects, identified by Courts as comprising the basic structure of our Constitution, will show that no way can Article 370 be treated as a basic characteristic, which can neither be amended nor abolished.

Amendment of Article 370 under Article 368

There is no doubt that Article 370 was designed to be of a temporary nature. It was included, as explained by Sri. Gopalaswami Ayyangar, due to special circumstances prevailing in that State at that time (refer my post on the Constituent Assembly of India debates).

Article 370(3) states that the President, by public notification, may declare that Art. 370 shall cease to be operative, or shall be operative only with such exceptions, and modifications, and from such date as he may specify. But, the proviso to Article 370(3) provides that before the President can issue any such notification, the recommendation of the Constituent Assembly of the State 'shall be necessary'.

Since the Constituent Assembly of the State exists no more, Article 370(3) is no longer operative. Therefore, if any modification is to be made to Article 370, recourse will have to be had to Article 368, which pertains to amendment of the Constitution of India.

Needless to say, reconvening the Constituent Assembly of Jammu and Kashmir, for ratifying any constitutional amendments which relate to that State, is preposterous. It is tantamount to claiming that to amend the Indian Constitution one needs to resurrect the Constituent Assembly of India.

As is well known, a constituent assembly (also referred to as constitutional convention or assembly) is a body of representatives assembled for the purpose of drafting and adopting a constitution. A constituent assembly, a form of representative democracy, is usually set up for its specific purpose, which it carries out in a relatively short time. The assembly is then dissolved. Subsequent to such dissolution of the Constituent Assembly, constitutional amendments are accomplished through procedures specified in the Constitution itself.

Conclusion

To recapitulate the foregoing review of applicable case law, it is amply clear and certain that no precedent either restricts the amendment or prohibits the abrogation of Article 370. Nonetheless, given the political milieu within the country, the Union Government needs a tenacious spine and copious spunk to broach the subject of Article 370’s utilitarian value.It would be a major achievement if the Government could force a frank and forthright debate on the topic.

But, does the Prime Minister have the fortitude to stop pussyfooting and take the bull by its horns?

I, for one, surely hope so!!

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